-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V/Gjzv1jMQanKA1B/1Go7sucAF8lt7ZbePYnCTXK9Sfnm5dFjHdO38brp7Y4LxXw n7O5ky4snV191tllWNFvFw== /in/edgar/work/20000615/0000950109-00-002496/0000950109-00-002496.txt : 20000919 0000950109-00-002496.hdr.sgml : 20000919 ACCESSION NUMBER: 0000950109-00-002496 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000615 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSEN GROUP INC CENTRAL INDEX KEY: 0000006383 STANDARD INDUSTRIAL CLASSIFICATION: [3640 ] IRS NUMBER: 060659863 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-19685 FILM NUMBER: 655647 BUSINESS ADDRESS: STREET 1: 515 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128268942 MAIL ADDRESS: STREET 1: NEY INDUSTRIAL PARK CITY: BLOOMFIELD STATE: CT ZIP: 06002 FORMER COMPANY: FORMER CONFORMED NAME: ANDERSEN LABORATORIES INC DATE OF NAME CHANGE: 19790828 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JENNINGS MILES P JR CENTRAL INDEX KEY: 0001014914 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4 OAKLAND ST CITY: BRISTOL STATE: CT ZIP: 06010 BUSINESS PHONE: 8605849413 MAIL ADDRESS: STREET 1: MILE P JENNINGS JR STREET 2: 4 OAKLAND ST CITY: BRISTOL STATE: CT ZIP: 06010 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No....)* Andersen Group, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 033 501 107 (CUSIP Number) June 5, 2000 (Date of Event Which Requires Filing of this Statement) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of ---------- 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 033 501 107 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons - --- (entities only) Miles P. Jennings, Jr. - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions)....... - --- (a)............................................................................. (b)............................................................................. - -------------------------------------------------------------------------------- (3) SEC Use Only.............................................................. - --- - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization - --- United States of America - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power 65,000 --- Beneficially Owned (6) Shared Voting Power 50,000 --- by Each Reporting (7) Sole Dispositive Power 65,000 --- Person With (8) Shared Dispositive Power 50,000 --- - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person - --- 115,000 1 - -------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See - ---- Instructions) [_] - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row 9 - ---- 5.6% - -------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) - ---- IN 2 - -------------------------------------------------------------------------------- (14) Check the appropriate box to designate the rule pursuant to which this - ---- Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - -------------------------------------------------------------------------------- 1 Includes 5,000 shares of Andersen Group, Inc. held by Miles P. Jennings, Jr. for the benefit of his daughter, Rachel L. Jennings, under the Connecticut Uniform Transfers to Minors Act. Also includes 50,000 shares owned by his wife, Carolyn L. Jennings. Miles P. Jennings, Jr. disclaims beneficial ownership of the aforementioned 55,000 shares. SCHEDULE 13G CUSIP No. 033 501 107 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons - --- (entities only) Carolyn L. Jennings - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions)....... - --- (a)............................................................................. (b)............................................................................. - -------------------------------------------------------------------------------- (3) SEC Use Only.............................................................. - --- - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power 50,000 --- Beneficially Owned (6) Shared Voting Power 65,000 --- by Each Reporting (7) Sole Dispositive Power 50,000 --- Person With (8) Shared Dispositive Power 65,000 --- - -------------------------------------------------------------------------------- 3 (9) Aggregate Amount Beneficially Owned by Each Reporting Person - --- 115,000 2 - -------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See - ---- Instructions) [_] - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row 9 - ---- 5.6% - -------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) - ---- IN - -------------------------------------------------------------------------------- (14) Check the appropriate box to designate the rule pursuant to which this - ---- Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - -------------------------------------------------------------------------------- 2 Includes 65,000 shares owned or held by her husband Miles P. Jennings, Jr. Carolyn L. Jennings disclaims beneficial ownership of the aforementioned 65,000 shares. SCHEDULE 13G CUSIP No. 033 501 107 Item 1 Item 1(a) Name of Issuer: Andersen Group, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 515 Madison Avenue, Suite 2000, New York NY 10022 4 Item 2 2(a) Name of Person Filing: Miles P. Jennings, Jr. and Carolyn L. Jennings 2(b) Address or Principal Business Office or, if none, Residence: 4 Oakland Street, Bristol, Connecticut 06010 2(c) Citizenship: United States of America 2(d) Title of Class of Securities: Common Stock, $.01 par value 2(e) CUSIP No.: 033 501 107 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check -------- -------- whether the person filing is a: a. [ ] Broker or Dealer registered under Section 15 of the Act. ---------- b. [ ] Bank as defined in Section 3(a)(6) of the Act. --------------- c. [ ] Insurance Company as defined in Section 3(a)(19) of the Act. ---------------- d. [ ] Investment company registered under Section 8 of the Investment --------- Company Act of 1940. e. [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); ----------------------- f. [ ] An employee benefit plan or endowment fund in accordance with Rule ---- 13d-1(b)(1)(ii)(F); ------------------ 5 g. [ ] A parent holding company or control person in accordance with Rule ---- 13d-1(b)(1)(ii)(G); ------------------ h. [ ] A savings associations as defined in Section 3(b) of the Federal ------------ Deposit Insurance Act (12 U.S.C. 1813); i. [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; ---------------- j. [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ------------------ Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. a. Amount Beneficially Owned: 115,000(3) b. Percent of class: 5.6% c. Number of shares as to which such person has: i. Miles P. Jennings, Jr. has sole power to vote or direct the vote of 65,000 shares. Carolyn L. Jennings has sole power to vote or to direct the vote of 50,000 shares. ii. Miles P. Jennings, Jr. has shared power to vote or to direct the vote of 50,000 shares. Carolyn L. Jennings has shared power to vote or to direct the vote of 65,000 shares. iii. Miles P. Jennings has sole power to dispose or to direct the disposition of 65,000 shares. Carolyn L. Jennings has sole power to dispose or to direct the disposition of 50,000 shares. iv. Miles P. Jennings, Jr. has shared power to dispose or to direct the disposition of 50,000 shares. Carolyn L. Jennings has shared power to dispose or to direct the disposition of 65,000 shares. 3 See Footnotes 1 and 2 above 6 Item 5. Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ]. Item 6. Ownership of More than 5 Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certifications By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ................................................................................ Dated June 14, 2000 ................................................................................ Signature /s/ Miles P. Jennings, Jr. /s/ Carolyn L. Jennings ................................................................................ Name/Title Miles P. Jennings, Jr. Carolyn L. Jennings 7 -----END PRIVACY-ENHANCED MESSAGE-----